TABLE OF CERTIFIED EXECUTIVES OF LEON DEPOLAS INVESTMENT SERVICES SA (. PDF)
Notes:
Based on article 3 of 11/720 / 16.7.2015 of the Hellenic Capital Market Commission the following apply:
1. The certificate, depending on its type, refers to the provision of investment services as follows:
(a1) Receipt, transmission and execution in transferable securities , units of Undertakings for Collective Investment in Transferable Securities (UCITS), money market securities (a2) Receipt, transmission and execution in derivatives (financial instruments of paragraphs d, e, f, g, h, i and j of article 5 of Law 3606/2007) (b1) Investment advice in transferable securities, units of Undertakings for Collective Investments in Transferable Securities (UCITS), money market securities, (b) Investment advice in transferable securities, units of Undertakings for Collective Investments in Transferable Securities (UCITS), money market securities and derivatives covered by certificate (a2), (c) Customer portfolio management (d) Analysis of financial instruments or issuers, (e) Distribution of units or shares of Undertakings for Collective Investment in Transferable Securities (UCITS) or other collective investment undertakings, (f1) Clearing of transferable securities transactions, (f2) Clearing of derivative transactions.
2. Certificate (d) also provides the ability to provide services covered by Certificates (a1), (a2), (b1), (b), (c) and (e). The Certificate (c) also enables the provision of services covered by Certificates (a1), (a2), (b1), (b) and (e). The Certificate (b) also enables the provision of services covered by Certificates (a1), (a2), (b1) and (e). The Certificate (b1) also enables the provision of services covered by Certificates (a1) and (e). The Certificate (a2) also enables the provision of services covered by Certificates (a1) and (e). The Certificate (a1) also enables the provision of services covered by Certificate (e).
